How does academic research really benefit business?

This post has been contributed by Dr Federica Rossi, lecturer in Birkbeck’s Department of Management, and Aldo Geuna, professor of Economics at the University of Torino, Italy. Their new book The University and the Economy: Pathways to Growth and Economic Development is published by Edward Elgar.

The University and the EconomyIn an international economic environment where innovation processes are increasingly open and decentralised, companies’ ability to innovate often depends on acquiring knowledge from external sources: in particular, it depends on companies quickly identifying the knowledge they need and integrating it with their internal research, development and production processes. Interactions with universities allow companies to embed scientific knowledge in their internal innovation processes, an accomplishment which is particularly important in high technology sectors, but increasingly across the board.

While in recent years university-industry interactions have become the focus of a growing academic literature, much remains to be learned about the factors that promote such interactions and about how they really unfold. Our knowledge of how companies engage in technology transfer – how they access, exploit and build upon academic research – is particularly lacking.

Thanks to two original and in-depth surveys of companies and company-based inventors in North-West Italy, we have been able to shed some light on the dynamics of university-industry technology transfer from the companies’ perspective (Geuna and Rossi, 2015). While some of our findings support arguments already made by previous research – among others, that companies value science which is openly disseminated through scientific publications and conferences rather than through proprietary means such as licenses, that the more educated the workforce the better able companies are to exploit academic knowledge and, relatedly, that larger and more research intensive companies are more likely to interact with universities – they also shed light on some as yet unexplored issues, which challenge commonly held ideas about how knowledge transfer occurs.

Not all university-industry knowledge transfer involves universities

A lot of technology transfer occurs under the radar of university institutions, through personal contacts (and contracts) between businesses and academics. Direct interactions between industry-based inventors and academic researchers are an established channel through which companies access academic knowledge, and they are particularly important because they contribute to the production of valuable inventions. The share of companies that interact with universities exclusively through direct personal interactions with academics, without any involvement of university structures, is almost as large as the share of companies that formalise their interactions with the university institutions (alongside, possibly, direct interactions with academics).

Companies that do not collaborate with universities are over-represented among small companies and under-represented among large ones, and are less likely to invest in internal R&D. This suggests that company staff need an adequate level of education and competence in order to collaborate with academic staff. Among the companies that do not interact with universities, however, it is possible to identify different groups: those that do not interact because they find it unnecessary or too difficult and/or expensive, and those that do not interact with university institutions but instead they interact with individual academics outside of these institutional channels.

The latter companies are an interesting group because they are smaller and they are more likely to adopt open innovation strategies than the companies that interact with universities through institutional channels. Direct interactions with individual academics are, therefore, particularly appealing to dynamic small and medium size enterprises which probably find institutional channels too cumbersome.

The social sciences have a key role to play in regional knowledge transfer

Much university-industry technology transfer does not involve technology at all. Rather, a lot of interactions between companies and universities focus on providing solutions to legal, logistic, marketing, management and organisational problems. This is particularly so for interactions that occur between companies and universities based in the same region, while interactions between more distant universities (outside the company’s own region and sometimes even internationally) are more likely to concern technological issues.

Why do companies prefer to interact with regional universities, as opposed to distant ones, in order to solve business problems? The reason may depend on the fact that business problem-solving (for example, problems that have to do with human resource management, marketing, legal compliance, and so on) builds upon detailed knowledge of the socioeconomic and legal-institutional context in which the firm operates.

This requires direct interactions that allow the transfer of tacit knowledge. Instead, collaborations with distant universities involve more often codified and abstract forms of knowledge, the transmission of which does not require direct communications. Companies may also look at distant universities when they are seeking very specific knowledge that does not exist in the region.

Companies that collaborate with distant universities are often larger and tend to invest more, since technology-focused projects are usually more expensive than those focused on the solution of business problems. Nonetheless, collaborations with universities in the same region are very frequent and have important roles to play for the competitiveness of businesses and of the region overall.

Theoretical academic knowledge is particularly valuable to business

Our survey of company inventors has allowed us to investigate what modes of interaction between industrial inventors and academic researchers led to the realisation of more valuable inventions.

We have found that collaboration setups that involve direct interactions between industry researchers and academics tend to lead to more valuable inventions. Also, interactions where universities transfer theoretical knowledge and scientific principles (instead of more applied knowledge) lead to more valuable inventions. This is an unexpected result, since it is commonly believed that the theoretical knowledge developed by academics is quite far from having an impact on industrial innovation processes. Instead the companies and the industry inventors that we interviewed find that theoretical academic knowledge directly supported their innovation processes.

What does this mean for universities?

In short, these results suggest three immediate implications for universities. First, universities should focus on enabling academics to interact with industry whatever the governance of the collaborations, instead of insisting on regulating all interactions between academics and companies – in fact, direct personal interactions often fit companies’ needs better and are more productive than those that are formalised through the involvement of the university institutions.

Second, universities should exploit their business problem-solving competences (residing particularly in social science departments) to support the needs of local businesses and to strengthen intra-regional collaborations. Third, universities should not forget that their key source of competitive advantage resides in the development of advanced, cutting edge theories and methods rather than in the pursuit of very applied knowledge, which could also be provided by other actors in the economy.

Rather than focusing on providing solutions to immediate day-to-day problems, universities should continue to put their resources into producing the high level knowledge that very few other organizations in the economy are capable of generating.

Find out more

References

Geuna, A., F. Rossi (2015) The University and the Economy Pathways to Growth and Economic Development Cheltenham: Edward Elgar.

See also:

Bodas Freitas, I., Geuna, A., Lawson, C. and F. Rossi (2014) How do industry inventors collaborate with academic researchers? The choice between shared and unilateral governance forms, in Patrucco, P. (ed.) The economics of knowledge generation and distribution. The role of interactions in the system dynamics of innovation and growth, London: Routledge.

Bodas Freitas, I., Geuna, A. and F. Rossi (2013) Finding the right partners: Institutional and personal modes of governance of university–industry interactions, Research Policy, 42(1): 50-62.

Bodas Freitas, I., Rossi, F. and A. Geuna (2014) Collaboration objectives and the location of the university partner: evidence from the Piedmont region in Italy, Papers in Regional Science, 93(S1): S203-S226.

A holistic approach to beating the bullies

The post has been contributed by Dr Andreas Liefooghe, Department of Organizational Psychology, with Dan Vacassin, Birkbeck Alumnus and Director of Indigogold

Of all the problems that find their way into leaders’ in-trays, one of the thorniest is the issue of workplace bullying.

Workplace bullyingIt’s an emotive and highly sensitive area, one that can have a pernicious effect on team morale and productivity, result in good employees leaving a business and cause significant reputational damage.

Dealing with bullying is no easy task, not least because the first step may well involve accepting that senior management is responsible – however unwittingly – for creating the conditions in which it can take root.

Allowing for the (relatively) rare clinical cases, the vast majority of bullies are made, not born. They are part and parcel of any human group dynamic – from the school playground to huge multi-nationals – and from an organisational perspective they often represent the dark side of the aggressive, ‘my way or the highway’ corporate culture that tends to promote those with the loudest voices or the most go-getting natures.

Such a statement should not be seen as an attempt to excuse the offence; bullying must not be tolerated under any circumstances. But simply removing the perpetrator or placing the victim(s) out of harm’s way will not address the underlying issues. In most cases, it merely ends up creating a vacancy for another bully or victim.

If bullying is prevalent, it must be tackled institutionally, not individually. The primary aim should be to establish a culture whereby behaviours that bring people together are valued more highly than those likely to set them apart.

One of the key steps to achieving this is mobilising bystanders, so that anyone guilty of an act that could be construed as bullying will find themselves receiving a tap on their shoulder and encouragement from a colleague to go and apologise. To us, there’s no better sign of a healthy organisational culture than people feeling they can give honest feedback on a colleague’s behaviour or performance without fear of reprisal.

Tolerant organisations are invariably more innovative, too, because employees will not be fearful of suggesting new ideas or better ways to do things. Individuals will also be much more willing to speak out, even if this involves delivering bad news. How many recent corporate or public sector scandals might have been avoided if the organisation and its management had been more open to criticism from within? Most – if not all – of them, we’d argue.

In the UK at least, bullying is not yet against the law, although harassment relating to factors such as age, gender, race and sexual orientation is covered by the 2010 Equality Act.

The lack of legal jurisdiction underlines the nebulous nature of bullying. It is an issue that needs careful and sensitive handling, but in our view the biggest mistake leaders can make is to let it become all about the individual or individuals, rather than facing up to deficiencies in the organisational dynamic.

Find out more

What’s in an umlaut?

This post was contributed by Professor Penelope Gardner-Chloros, Department of Applied Linguistics and Communication

It sometimes seems as if the news is made up of either cataclysmically large or vanishingly small issues. There are quite enough of the former to worry about at the moment, you might think – and the latter – the ‘human interest’ stories – are just there to sell newspapers.

UmlautIn theory, they do not get much smaller than the argument, reported in this week’s papers, which is raging in a small town in Minnesota.

Lindström was founded by Swedish immigrants in the 19th century. The reason for the current battle is that the Minnesota Department of Transportation has decreed that the town name should consist only of ‘standard English characters’. Therefore the umlaut, i.e. the two dots above the o, has been omitted from the sign. The inhabitants are up in arms over this – apparently petty – issue.

It is interesting to look beyond the apparently trivial casus belli and consider the deeper issues at stake. Is it possible that someone in the Transportation Department is ‘anti-immigrant’, or at least very right wing (in European terms)?

They may be a supporter of the ‘English Only’ movement, which argues that immigrants should integrate linguistically. Rather than being encouraged to maintain their language of origin, which linguistic studies have shown time and time again to be beneficial to their OVERALL linguistic proficiency AND to their wellbeing, in some states they are instead obliged to take additional remedial English classes.

In this case, the immigrants in question have long ago been eaten by the worms; the umlaut-supporters are merely symbolically honouring their distant ancestors, and their own origins.

The kindest interpretation of the Department’s refusal to add the umlaut is that they just want an easy life and cannot be bothered with the idiosyncacies of the local population, which necessitate additional signwriting resources. But I suspect the issue is related to their convictions about what it means to be American.

Whichever it is, the importance of the umlaut for the population clearly goes well beyond its tiny presence on the town sign. Like so many linguistic issues, it can only be understood in terms of the link between language and identity. Crush my language, my accent, my alphabet, my name, and you deprive me of my individuality, my history, my sense of belonging to a particular group.

In Alsace under the German Occupation, Jean had to become Hans and François had to become Fritz – on pain of serious punishment. Europeans joining Islamic State change their names to Islamic ones. In this case, a Swedish name which indexes the heritage of the town is being bleached into an English name. Perhaps next year it could have an e added at the end, then why not remove the ‘str’ and replace it with an h? ‘Lindhome’ would sound as American as apple pie.

Of course none of this matters a single jot compared with the big issues in the news – until you start to realise that language is one of the main ways in which our identity is expressed. Languages, words, names – and people’s expressed wishes about them – should not, and cannot, be swept under the carpet – or painted out on signs.

Find out more about Professor Penelope Gardner-Chloros

Researching History of Art in Venice and Padua

This post was contributed by Dr Laura Jacobus, senior lecturer in the Department of History of Art.

Sitting at my desk squinting at indecipherable medieval documents, I’m suddenly transported to the near-future and the summer term at Birkbeck, when I’ll be sitting at my desk squinting over indecipherable exam scripts. Academics take research leave in order to refresh their thinking and inform their teaching, keeping up at the cutting-edge of knowledge, so that we can then deliver that to our students and to the wider world of scholarship. But from students’ point of view our disappearances may be less explicable. So I thought I’d write a bit about what I’m doing.

I’ve been using this term to pull together research that I began many years ago on the Arena Chapel in Padua. It’s a fourteenth-century building, with practically every surface decorated with stunning frescoes by Giotto. I have already published a book on it, but I’d found a great deal of material which was still of interest, and it didn’t belong in that book because it had nothing to do with Giotto. This term is an opportunity to pull that material out of the filing cabinet (yes, some of it goes back that many years) and try to make sense of it, getting an overview of what needs to be done and doing some of it.

Before my leave started I’d booked a two-week research trip to Venice and Padua, and over Christmas I planned that meticulously. I had nine different archives and specialist libraries that I wanted to visit, some of them with quite short and irregular opening times. As things turned out I only managed seven of them, and in one of those the specialist collection I needed to see wasn’t available, but this is quite a high success rate for a research trip, and I may be able to go back for a few more days before the end of my leave. And, I have to say, some of those libraries were a pleasure! I’m including a photograph (below) of one, the seventeenth-century library of the monastery of San Giorgio Maggiore, designed by Longhena and still with all its original furnishings.  I was very lucky to be staying in a newly-opened research centre in the former monastery there, so this was my local library during my stay. Before anyone gets too envious, I should also say that one of the other libraries was in a below-sea-level 1960s basement. Still, there’s no denying that doing research on Italian medieval and renaissance art has its attractions.

Longhena Library

The seventeenth-century library of the monastery of San Giorgio Maggiore, designed by Longhena and still with all its original furnishings

The trip to Italy allowed me to find and photograph around twenty documents that should help fill some of the gaps in my evidence, but first I have to read, transcribe, translate and edit them.  I returned to London three weeks ago, and have spent much of the time since then doing just that.  It will take many more weeks to do it (more weeks than I have leave), and I am including photographs of some of them so that you can see why. A few are rather beautiful – such as this copy of a letter from Maddalena Scrovegni, the first female humanist, to the Duke of Milan in 1389…

Maddalena Scrovegni's letterMaddalena Scrovegni letter detail

…but most are definitely not. This is the copy of her brother’s will, written at a time when the family had lost everything in 1435.

DSCF0993 Pietro endowment 1435 July 30 cropped p.1Pietro Scrovegni will (1444-1450 copy) detail

I’m interspersing the work on these transcriptions with drafting sections of the next book, treating one kind of work as a break from the other. It sounds like a messy process, and in many ways it is, but the shape of the book is gradually emerging from these parallel processes of thinking, writing and evidence-gathering. If you happen to be working on a dissertation or thesis, this may sound familiar- as will the feeling of time running out! One day, a book called ‘The Afterlife of the Arena Chapel’ will appear, but probably not before I’ve marked quite a few more medieval-looking exam scripts.